|
Checking/savings debit transfer |
Automatic transfer of funds from a checking or savings account |
No charge |
|
Electronic funds withdrawal |
Electronic delivery of funds from a ShareBuilder account to your checking or savings account |
No charge |
|
Dividend and capital gains reinvestment |
Reinvest dividends and capital gains paid by securities |
No charge |
|
Account transfer in |
Transfer from another broker to a ShareBuilder account |
No charge |
|
Full account transfer out |
Transfer of all assets in a ShareBuilder account to another firm |
$75.00 |
|
Partial transfer out |
Partial transfer of assets in a ShareBuilder account to another firm |
$15.00 per security
($75.00 maximum) |
|
Funds wired in |
Wire of funds into a ShareBuilder account |
No charge |
|
Funds wired out |
Funds wired to you from a ShareBuilder account |
$30.00 |
|
Check request |
A check for funds mailed to you from a ShareBuilder account |
$5.00 |
|
Stock certificate request
|
As a result of the financial industry’s movement away from physical stock certificates, ShareBuilder no longer accepts these types of requests.
|
Not applicable |
|
Direct Registration System (DRS)
|
Effective January 1, 2008, DRS eligible securities may be transferred through DRS for those wishing to maintain direct ownership on the books of the issuer/transfer agent. |
$30.00 |
|
Stop payment of check |
Stopping of and resending of a check from ShareBuilder, per your instruction, originally sent to the name and address on your ShareBuilder account. |
$25.00 |
|
Express delivery |
By request, we send a document via overnight courier |
$25.00 |
|
NSF charge for each returned item |
Deposits returned due to insufficient funds |
$5.00 per returned item |
|
Non collectible deposit |
Deposits returned as uncollectible |
$5.00 per returned item |
|
Check copy |
Check copy requests |
$10.00 per copy |
|
Voluntary reorganization |
Participation in any voluntary reorganization |
$25.00 per issue |
|
Duplicate statements, confirms, tax forms or web capture documents |
Requests to have duplicate statements, confirms, tax forms or web capture documents mailed to you |
$5.00 per copy |
|
Abandoned Account Handling |
Accounts with assets that have not been accessed in 3 years. |
$25.00 |