UBS Account Closing Fee and ACAT Cost (2022)

UBS account termination fee. Cost and how to close brokerage investing or IRA accounts. UBS ACAT fee, deletion/canceling charges.

UBS Wealth Management Account Closing Fee

UBS used to have $150 Wealth Management account closing fee. Now we don't see it in their fees schedule »

UBS IRA Closing Fee

UBS closing fee related to the termination of a retirement account through a distribution is $100.


UBS ACAT fee for the transfer of an account OUT to a different company is $95.

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If you are unhappy with UBS' pricing or service, you might be able to find a better priced Financial Advisor.

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UBS Brokerage Top Competitors

Broker Review Promotion
Mutual Fund
Annual IRA
TD Ameritrade $0 commissions + transfer fee reimbursement. $0 $49.99 ($0 to sell) $0 $0
Ally Invest Up to $3,000 cash bonus + $0 commission trades. $0 $9.95 $0 $0
M1 Finance Up to $500 cash bonus for funding account at M1 Finance. $0 na $0 $0

Is UBS Safe and Legitimate Firm?

No company is 100% safe. Businesses regularly fail or file for bankruptcy for all sorts of reasons. Being a broker of all types of securities, UBS is regulated and monitored by the Securities and Exchange Commission (SEC). The SEC's goal is to ensure that all publicly traded securities and the firms offering these securities adhere to the laws and rules governing the stock and bond markets.

The SEC's mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. Their specific role as pertains to investors is to enforce fair trading rules and practices of brokers so investors have a fair and level playing field on which to compete with giant Wall Street investment banks, hedge funds, and corporate traders. One of the SEC's most important purposes is to guarantee that all investors, whether large institutions or private individuals, should have access to certain basic facts about an investment prior to buying it, and so long as they hold it.

UBS is a member of the Financial Industry Regulatory Agency (FINRA). According to FINRA's website, the agency is "an independent, not-for-profit organization authorized by Congress to protect America's investors by making sure the securities industry operates fairly and honestly." This means member firms such as UBS are willing to submit to scrutiny of their operations, comply with FINRA's rules, and promote market transparency and investor education. In this respect, UBS is as safe and as legitimate as any other brokerage company in the United States.

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UBS IRA Review

If you are employed by a company that offers a retirement plan such as a 401K, 401B or an ESOP (Employee Stock Ownership Plan), by all means take full advantage of the benefits. It also makes sense to have a backup account or create a financial plan outside the company’s retirement program.

There are lots of investment firms you can choose from that will help you grow your nest egg. The firm you select should ideally offer a full array of financial products and services. You might also want to choose one that has a local office where you can go and sit down to discuss your strategies and specific goals.

When considering an investment company you can look at institutions that have a long history in the financial investment world. Charles Schwab, Morgan Stanley and UBS are a few notable brand names in the industry. Charles Schwab has been around for over 40 years and offers a unique on-line set of tools for the more confident and self-directed investor. They are also particular proud of their own line of mutual funds. Morgan Stanley has been in the financial services since 1935. Their interest lies in securities, asset and wealth management and global markets. Morgan Stanley has local offices in many parts of world. Both of these firms have impeccable reputations in the financial industry.

UBS offers a wide variety of products and services. One of the today’s more popular retirement products is the ROTH IRA. This particular account is a post-tax contribution fund that offers certain tax exemption benefits when you go to withdraw money at retirement age. They also manage traditional IRA’s as well. UBS provides other products like basic stock purchases for the more hands-on investor, mutual funds, annuities and fixed-income investments. Other services that may interest individuals with specific needs are estate and trust planning, education savings plans and borrowing and spending solutions.

About the Author
Chad Morris is a financial writer with more than 20 years experience as both an English teacher and an avid trader. When he isn’t writing expert content for, Chad can usually be found managing his portfolio or building a new home computer.